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PC5 - Policy, Plans and Procedures

This topic is intended to enable collaboration and sharing of information to facilitate a better understanding and approach to implementing this COBIT control objective based on the risk, value and guidance provided by its corresponding control practices.

Learn more about COBIT and related publications.

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Policy, Plans and Procedures

Define and communicate how all policies, plans and procedures that drive an IT process are documented, reviewed, maintained, approved, stored, communicated and used for training. Assign responsibilities for each of these activities and, at appropriate times, review whether they are executed correctly. Ensure that the policies, plans and procedures are accessible, correct, understood and up to date.

View value and Risk Drivers  help

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Value Drivers

  • Increased staff awareness of what to do and why
  • Decreasing number of incidents from policy violations
  • Policies and associated procedures remaining current and effective
  Risk Drivers
  • Processes not aligned with business objectives
  • Staff members not knowing how to perform critical tasks
  • Policy violations

View Control Practices  help

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  1. Define and communicate rules on how all IT process-related documentation (e.g., policies, plans, procedures, guidelines, instructions, methodologies) that drives an IT process is developed, documented, reviewed, maintained, approved, stored, used for training and communicated.
  2. Assign responsibilities for developing, maintaining, storing and communicating process-related documentation. Review and sign off on process policies, plans and procedures, where needed.
  3. Ensure that the IT process-related documentation is accessible, correct, understood and up to date.
  4. Create IT process-related documentation so it can be put into practice and support the repeatability of the process.

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Documents & Publications: 428 total

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This document provides a preview of the information contained in COBIT 5.
Posted by ISACA 90 days ago
This presentation by Robert Stroud, CGEIT, CRISC, ISACA Strategic Advisory Board, addresses the COBIT 5 framework, the critical aspects of COBIT 5, and what is available.
Posted by ISACA 90 days ago
Posted by ISACA 198 days ago
Posted by ISACA 198 days ago
Downloads
Posted by ISACA 219 days ago
Posted by ISACA 257 days ago

Events & Online Learning: 10 total

29 Oct 2012
ISACA International Event
New York, NY, USA
11 Mar 2013
10 Jun 2013
ISACA International Event
Berlin, Germany
Early bird deadline has been extended: save over US $350 when you register by 1 May. Learn from industry-leading IT experts at Insights 2013. This is a unique opportunity to discover revolutionary new ideas at the world’s premier business event.
17 Jun 2013
ISACA International Event
Parsippany, NJ, USA

Journal Articles: 500 total

Volume 3, 2013
by Santhosh Patil
Health care spending is a key component of any industrialized nation’s economy.
Volume 3, 2013
by Kaya Kazmirci, CISA, CISM, CISSP
The Turkish Banking Association recently commented on the COBIT 4.1 migration to COBIT 5 and its relevant impact on banking operations.
Volume 3, 2013
by Steven DeFino and Larry Greenblatt | Reviewed by Dauda Sule, CISA
This Guide is targeted toward individuals who wish to attain the Certified Ethical Hacker (CEH) certification.
Volume 3, 2013
by Kumar Setty, CISA, and Rohit Bakhshi
Big data not only encompasses the classic world of transactions, but also includes the new world of interactions and observations.
Volume 3, 2013
by Tommie Singleton, CISA, CGEIT, CPA
Every time an IT auditor engages in an IT audit/assurance project, at least one person reviews the work.
Volume 3, 2013
by ISACA Member and Certification Holder Compliance
An up-to-date listing of the current IT Audit and Assurance Standards, Guidelines, and Tools and Techniques

Wikis: 2 total

Blog Posts: 195 total

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