ISACA/ITGI Responses to Governments, Regulators 

 

ISACA/ITGI uses member subject matter experts to review and comment on exposure drafts from governments, regulators and standards setting bodies in an effort to present the views of our constituents to those involved in producing guidance affecting the profession.

 

Release Date
Organization Requesting Comments
ISACA/ITGI Responses
8 Apr 2013 NIST   Developing a Framework to Improve Critical Infrastructure Cybersecurity
17 Dec 2012 Government of India   Engagement with Private Sector on Cyber Security
4 Oct 2012 Queensland Government

  Information, Communication and Technology (ICT) Industry Working Group (92K)

17 May 2012 IIA/IIASB   International Standards for the Professional Practice of Internal Auditing Exposure (211K)
17 May 2012 IIA/IIASB   Internal Auditing Definition (140K)
14 Nov 2011 Australian Government   Connecting with Confidence, Cyber Discussion Paper (140K)
1 Sep 2011 IFAC/IAASB   Proposed International Standard on Assurance Engagements (ISAE) ISAE 3000 (Revised), Assurance Engagements Other Than Audits or Reviews of Historical Financial Information (124K)
4 Apr 2011 IFAC/IAASB   Consultation Paper IAASB Strategy and Work Program for 2012–2014 (70K)
15 Nov 2010 IFAC/IAASB   Using the Work of Internal Auditors ISA610 and Identifying and Assessing the Risks of Material Misstatement Through Understanding the Entity and Its Environment ISA 315 July 2010  (68K)
17 Sep 2009 US Senate   Senate Bill 773—Cybersecurity Act of 2009 (53K)
13 July 2009 US Senate   Senate Bill 773—Cybersecurity Act of 2009 (48K)
13 July 2009 US Senate   Senate Bill 921—United States Information and Communication Enhancement Act of 2009 (US ICE)  (60K)
6 Nov 2008 OCEG   GRC Capability Model, Red Book Version 2 Exposure Draft Aug 2008 (56K)
15 Aug 2008 COSO   Internal Control—Integrated Framework June 2008 (77K)
30 May 2008 IFAC/IAASB   Assurance Reports on Controls at a Third Party Service Organization, ISAE 3402 December 2007 (58K)
25 Apr 2008 IFAC/IAASB   Audit Considerations Relating to an Entity Using a Third Party Service Organization, ISA 402 December 2007 (51K)
17 Dec 2007 PCAOB   Preliminary Staff Views An Audit of Internal Control That is Integrated With An Audit of Financial Statements Guidance for Auditors of Smaller Public Companies 17 October 2007 (52K)
17 Sep 2007 COSO   Guidance on Monitoring Internal Control Systems (60K)
26 Feb 2007 SEC/PCAOB   Release No. 34-8762; 34-54976: File No. S7-24-06. Guidance for Management’s Reports on Internal Control Over Financial Reporting (117K)

  Release No. 2006-007, 19 December 2006, Docket Matter No. 021, Auditing Standard An Audit of Internal Control Over Financial Reporting Performed in Conjunction with an Audit of Financial Statements (113K)
15 Nov 2006 IFAC   Proposed International Education Practice Statement 2.1 Exposure Draft Information Technology for Professional Accountants (59K)
18 Sep 2006 SEC   Release No. 34-54122, File No. S7-11-06, Concept Release Concerning Management’s Reports on Internal Control Over Financial Reporting (68K)
28 Apr 2006 SEC/PCAOB   Lessons learned from the first two years of applying the Sarbanes-Oxley Act’s internal control reporting requirements (56K)
13 Jan 2006 COSO   Guidance for Smaller Public Companies Reporting on Internal Control Over Financial Reporting (80K)
21 Nov 2003 PCAOB   Rulemaking Docket Matter No. 008, Release No. 2003-017, 7 October 2003, Proposed Auditing Standard–An Audit of Internal Control over Financial Reporting Performed in Conjunction with an Audit of Financial Statements (61K)