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Are you considering an Information Technology (IT) related career? Joining ISACA will open the door to opportunities in a wide range of fields like security, audit, assurance, risk, privacy, compliance and many more!

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CISA Certification Preparatory class3/20/2017 10:03 AM

CISA Certification Preparatory class

Held at the Hygge Co-working Center in Charlotte

Course will cover all 5 Domains over the course of 2 Saturday sessions held on April 8th and April 29th from 8am – 4pm. The course is taught by Chapter members who have successfully attained CISA certification and are practicing in the field of Information Security.

The cost of the course is $100 for members and $125 for non-members and includes a training booklet, the venue, breakfast and lunch both days.


Please send any inquiries to Julianne at [email protected]

Expanding Your IT Audit Horizons 3/3/2017 4:16 PM

SAVE THE DATE!!!! Please see below for more details about the 4.19.17 ISACA event.  John Gatto (please see his bio in the 'Events' section of this site) will be our speaker for this full day event.  Invitation will be sent soon.



Expanding Your IT Audit Horizons

Presented by ISACA Charlotte Chapter on Wednesday, April 19, 2017

Location:  Mint Museum, 2730 Randolph Road, Charlotte, NC

·         7:30 – Registration / Breakfast / Networking


·         7:55 – Welcome & Announcements – ISACA Chapter President


·         8:00 –Enterprise Risk Management (ERM) and Internal Audit

Abstract:  This session will review the risks associated with ERM, the interaction between ERM and Internal Audit, and how best to ensure there is alignment.

Key Highlights:

          Definition of ERM

          Risk Areas for ERM

          The need for ERM

          Obstacles for implementing ERM

          How Internal Audit can help ERM

          How ERM can help Internal Audit


·         9:50 – Break / Networking / Door Prizes


·         10:10 –Crisis and Change Management – Internal Audit Involvement

Abstract:  This session will review the implications and impacts of crisis management and organizational change management and what the internal auditor may need to do.

         Key Highlights:

·         Definition: Reputation Integrity & Crisis

·         Crisis Management Planning

·         Crisis Management Execution

·         Audit’s Role

·         Definition: Organizational Change Management

·         Impacts on the organization

·         What may be needed from Internal Audit


·         12:00 – Buffet Lunch / Networking


·         1:00 – IT Outsourcing and the Need for Supplier Audits

Abstract:    This presentation will discuss the reasons why companies use IT third party suppliers, either as in an outsourced arrangement or in a true vendor arrangement, the risks involved and what audit should be doing.  

         Key Highlights:

·         Understanding the risks from a security and privacy perspective

·         Contract elements

·         Minimum security requirements that should be put in contracts

·         Supplier Audit techniques


·         2:50 – Break / Networking / Door Prizes


·         3:10 – Social Networking –Business, Compliance & Audit Implications

Abstract:  Most corporations have social media sites for their customers and clients. These sites could be sources of security risks for the company and the personnel using them. This session will discuss these issues from the corporation’s perspective and from the individual’s perspective.

         Key Highlights:

·         What it is & how it is used

·         Survey results

·         Various issues

·         Audit & control implications

·         Risk mitigation


·         5:00 – Event Adjourns  



Job Opening at Wells Fargo - IT Audit Manager6/30/2016 9:38 AM

*Company Name

*Position Title:

IT Audit Manager


Denver, Phoenix, Charlotte, Minneapolis, West Des Moines, Philadelphia, San Antonio, San Francisco

*Position Type:

Full Time


To be determined

Start Date:


Number of Openings:





Wells Fargo Audit & Security is looking to fill an IT Audit Manager position to support the coverage of the various Line of Business application development and support teams, including evaluating systems development life cycle, change management, computer operations, and information security risks and controls focused primarily on the application and database layer.  The position may also cover technology support functions, such as risk management and project management.  Key job responsibilities for this position include the following: 

·         Leads execution of multiple concurrent technology assurance and project audits primarily as engagement supervisor in accordance with rigorous policy and work paper standards and within tight timeframes

·         Assesses key risks and controls and designs innovative and appropriate broad based coverage across a technology and/or business activity, exhibiting exceptional judgment regarding issue identification, issuing draft findings to client management, and drafting and issuing final audit reports with limited guidance

·         As an individual contributor (no direct reports), person is recognized as a team leader and is expert at organizing and leading teams/projects, helping recruit/hire candidates, and on-boarding, training, providing interim performance feedback and helping coach those team members

·         Recognized for depth and breadth of knowledge and understanding across multiple businesses and technologies and/or is a recognized expert in a critical subject matter area

·         Transfers knowledge and understanding of audit methods and critical/complex business information

·         Learns and applies the Wholesale business drivers/risks associated with the technology in how we approach the audits and describe issues to our partners

·         Develops valuable and trusting relationships with internal business partners by executing efficient audit work and offering suggestions to enhance risk management based on an enterprise-wide view of technology risk management

·         Helps Senior Audit Manager develop and manage the audit plan, scheduling resources, and other “manager support” duties as assigned.






8+ years of experience in one or a combination of the following: audit, control testing, control and risk identification, or audit analysis, 2+ years of leadership or management experience.





The Enterprise Technology Audit Group (ETAG) focuses on executing audits of information technology throughout Wells Fargo. The Infrastructure IT Audit Team is one of three teams reporting to the Executive Audit Director, ETAG. This team is primarily focused on the portfolio of core infrastructure and technology processes provided by the Wells Fargo Enterprise Information Technology Group. In addition, the team executes audits of the technology tools and support services provided to Wells Fargo’s work-force by the Team Member and Mobility Services group. 




Job Reference #:


*Contact Name:

Ele Donges


[email protected]



Please go to and search JOB OPENING ID# 5320686

Expires on 3/26/17




The ISACA Denver Chapter is not responsible for the content or accuracy of this job posting.


Job Openings at Wells Fargo - IT Senior Audit Leader6/28/2016 11:07 AM

*Company Name

*Position Title:

IT Senior Lead Auditor


San Antonio, Phoenix, Des Moines, Minneapolis, Denver

*Position Type:

Full Time


To be Determined

Start Date:

March or April 2017

Number of Openings:





When you look at your career, you want to know that you’re making a difference. You want to go home every day proud of what you’ve done.  At Wells Fargo Audit Services (WFAS), we’re with you!  WFAS is a provider of independent, objective and advisory services delivered through a highly professional and diverse team.  As a business partner, Audit makes significant contributions to protecting the value of Wells Fargo’s corporate assets. 

The primary function of Audit is to determine if the company’s risk management, systems of control, and governance processes are adequate and functioning as intended. Working together, we reduce risk to protect our customers, our team members, and our communities to enhance shareholder value.  The Consumer Lending Audit team is seeking multiple IT Senior Lead Auditor positions to focus on the risk associated with the failure of automated business controls (ABC), inadequate technology change initiative controls, and control gaps in project management within the Consumer Lending business lines. 

The Consumer Lending team provides audit coverage over home lending, consumer credit cards, retailer credit solutions, auto lending, private student lending, and personal loans products and processes.  This newly created technology focused team would be responsible for assessing risk and performing technology related control testing across all the consumer lending businesses.  They would work closely with the other teams within Consumer Lending and with the Enterprise Technology Audit team to coordinate and ensure strong overall technology coverage.

Specific Duties:

IT Senior Lead Auditors participate in integrated audits and will have opportunities to lead (in-charge) audits in accordance with WFAS policy. This role will involve participation in audits generally as the subject matter expert and as the leader coordinating and guiding the specific IT related business controls testing. In addition, there may be technology or change control audits where this role will lead the overall body of work.

With guidance/support from the engagement supervisors the IT Senior Lead Auditor:

·         Identifies and assesses key IT and data related risks and controls within the business processes and develops effective test plans for engagements with limited guidance

·         Exhibits appropriate judgment regarding issue notification

·         Issues draft findings to internal client (business partner) management

·         Drafts final audit reports for review by the engagement supervisor and Senior Audit Manager

·         Coaches junior staff regarding required knowledge and skills

Senior Lead Auditors exhibit understanding of related business functions that include technology, operational, financial, and regulatory understanding across multiple businesses.

This position is responsible for leading projects that are generally small to moderate in size and complexity and often handles additional assignments simultaneously. 





4+ years of experience in one or more of the following: audit, technology risk management, information security, IT program management, technology governance, or availability management







Audit Services conducts audits and reports the results of its work to the Audit & Examinations Committee of the Board of Directors. The results of internal audits are subject to periodic quality assurance reviews and external regulatory examinations.  Audit Services provides independent, objective assurance and advisory services to evaluate and improve the effectiveness of risk management, control, and governance processes. 





Job Reference #:

 5318740 – Also, please check out IT Senior Lead Auditor 5318628

*Contact Name:

Ele Donges


[email protected]



Please go to and search JOB OPENING ID# Expires on 3/20/2017






2017 ISACA Charlotte Chapter CPE Events 3/23/2016 3:23 PM



03.14.17 - Joint ISACA Charlotte/Raleigh + IIA Charlotte Event in Greensboro, NC Area - 8 CPEs

04.19.2017 - Expanding Your IT Audit Horizon

06.06.17 - Annual General Meeting and June Full Day Event - 8 CPEs

09.12.17 - Topic(s) TBD - 8 CPEs

10.17.17 - ISACA/IIA Joint Meeting

12.05.17 - 5th Annual Cyber Security Conference - 8 CPEs