Archived Webinar: Anti-Money Laundering 

 

Improve Compliance Efforts by Converging Audit, AML and the Business Unit.


May 24 | 12:00 PM - 1:30 PM EDT (UTC-5) | Complimentary to Members (You must be an ISACA member to register.) | Join ISACA.

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Connecting the Compliance Dots:
The Role of Audit, Anti-Money Laundering & the Business Unit

Maintaining open and candid lines of communications between anti-money laundering, audit and business unit team members is crucial to the overall vitality of the institution's compliance program. Understanding the roles and responsibilities of each group can lead to greater efficiency gains for the institution, create an environment for a marriage that can thrive and reduce the risk of unwanted and unnecessary negative attention from regulators. 

Join ACAMS, The IIA, and ISACA for a complimentary members-only webinar that will plot out the key points where Audit, AML and the business units meet, as well as the role that new technology plays in bringing these divisions together.

In this 90-minute session, you will learn:

Play

The critical connection points among Audit, IT, the business and Anti-Money
Laundering

Play

The newest trends in corruption and international sanctions and how to correctly address
them to your organization

Play

The importance of proper communication protocol between departments to ensure any deficiencies are addressed

 

Moderator:

John J. Byrne, CAMS
Executive Vice President
Association of Certified Anti-Money Laundering Specialists

Panelists:

Peter Fitzgerald
Principal
Forensic & Dispute Services - AML Consulting
Deloitte Financial Advisory Services LLP

Jack Sonnenschein
Vice President of Enterprise Compliance Risk Management
American Express 

Christopher Westerman, CISA, MBCS CITP
Director of IT Audit for the Americas
Bank of Tokyo-Mitsubishi

 

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 You must be an ISACA member to register. Join ISACA